Update: Broker Li-Lin Hsu Forced to Pay Ameriprise $675,000
Li-Lin Hsu, a former Ameriprise broker, was recently forced to pay the firm $675,000 over a customer complaint that the firm settled, according to a Financial Industry Regulatory Authority (FINRA) arbitration panel. Ameriprise had previously filed a lawsuit alleging that Ms. Hsu used company stationery to pass herself off as an Ameriprise advisor, when she…